IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No.
JEMEKIA BARBER,
Plaintiff,
v.
UNITED STATES ARMY; LOUIS CALDERA, in his capacity as
Secretary of the Army;
GEN. ERIC K. SHINSEKI, in his capacity as Chief of Staff of the
Army; MAJ. GEN. EDWARD SORIANO, in his capacity as Commander of
the 7th Infantry Div. and Ft. Carson;
Defendants.
VERIFIED COMPLAINT FOR INJUNCTIVE RELIEF
Plaintiffs Address:
Jemekia Barber
5921 Normandy Drive
Unit E
Ft. Carson, CO 80913
- Plaintiff has filed this action to prevent immediate,
substantial, and irreparable harm from Defendants
pending decision to discharge her from the Army, on an
other than honorable ("OTH") basis, because of
Plaintiffs refusal to submit to a series of anthrax
vaccinations. Defendants order that Plaintiff
submit to the anthrax vaccinations and her consequential
pending OTH discharge is unconstitutional and unlawful
for the reasons explained below. If the Court does not
enjoin Plaintiffs discharge, she will suffer an
irreparable denial of her procedural and substantive due
process rights, and her rights to equal protection,
privacy, consent to medical procedures, procreation,
bodily choice, and rights of the unborn. In addition,
Plaintiff will be deprived of her rights to military
benefits, and will face a lifetime of negative
consequences each time she seeks civilian employment, and
will be permanently stigmatized by this OTH discharge.
- Plaintiff is an enlisted soldier at the Armys
installation in Ft. Carson, Colorado. Plaintiff was
ordered to take the anthrax vaccine on multiple
occasions, pursuant to the Department of Defenses
("DOD") Anthrax Vaccination Immunization
Program ("AVIP"). See Declaration of
Jemekia Barber, attached as Exhibit A.
- Believing that the anthrax vaccine posed a risk to her
health and to the health of her future unborn children,
Mrs. Barber refused to submit to the order to take the
vaccine. Because of this refusal, court martial
proceedings were begun against her. Faced with increasing
harassment and intimidation, and her consequential mental
anguish, Mrs. Barber signed paperwork requesting a
Chapter 10 discharge from the military, in order to
avoid the court martial proceedings. Mrs. Barber
anticipated that pursuant to her completion of this
paperwork she would receive an honorable or general
discharge because of an earlier recommendation that she
be discharged, for mental health reasons, pursuant to
Chapter 5-13 AR 635-200.
- Because the order to submit to the anthrax vaccine was
unlawful and unconstitutional, Mrs. Barbers refusal
to submit to that order should not interfere with her
qualification for a Chapter 5-13 discharge.
Finalization of the OTH discharge, if not enjoined, will
irreparably harm Mrs. Barber by depriving her of her
constitutional rights, and by subjecting her to a
lifetime of stigmatization in the civil workplace.
PARTIES
- Plaintiff Jemekia Barber is a Private First Class in the
Army, and is stationed at Ft. Carson, Colorado.
- Defendant United States Army is responsible for
implementing the AVIP program, and ultimately for the
order that Plaintiff submit to the anthrax vaccine.
- Defendant Louis Caldera is the current Secretary of the
Army, and has ultimate authority for ordering the anthrax
vaccination of soldiers stationed at Ft. Carson.
- Defendant Gen. Eric K. Shinseki is the current Chief
of Staff of the Army. He also has ultimate authority for
implementing the AVIP program at Ft. Carson.
- Defendant Maj. Gen. Edward Soriano is the current
Commander of the 7th Infantry Division and the Commander
of Ft. Carson. As the facility commander, he
oversees the implementation of the AVIP program at Ft. Carson.
Defendant Soriano personally made the order requiring Mrs.
Barbers OTH discharge.
Jurisdiction
and Venue
- This Court has jurisdiction over this action pursuant to
28 U.S.C. ¤ 1331 because it arises under the laws
of the United States, including 10 U.S.C. ¤ 1107,
Presidential Executive Order 13139, and AR 40-7
and AR 40-562, as well as the Fourth, Fifth, Sixth,
and Ninth Amendments of the United States Constitution.
The Court also has jurisdiction pursuant to 5 U.S.C.
¤ 702 (APA), 28 U.S.C. ¤ 1651 (All Writs Act),
28 U.S.C. ¤ 2201 (Declaratory Judgment Act), and
28 U.S.C. 2241 (Habeas Corpus). Venue is proper in this
district pursuant to 28 U.S.C. ¤ 1391(e) (1995).
- "It is established, of course, that the federal
courts have the power and the duty to inquire whether a
military discharge was properly issued under the
Constitution, statutes, and regulations." Matlovich
v. Secretary of the Air Force, 591 F.2d 852, 859 (D.C.
Cir. 1978). The Supreme Court made clear that federal
district courts have jurisdiction over such matters over
40 years ago. Harmon v. Brucker, 355 U.S. 579, 580-83
(1958).
Factual background
The AVIP Program
- The AVIP is intended to immunize over 2.4 million
members of the military against the potential threat of
anthrax when used as an airborne biological weapon.
- Anthrax is a relatively common, naturally occurring
bacteria that can be found in the soil. Upon exposure to
a lethal dose of anthrax, death can occur within one to
six days of exposure. Anthrax is seen as a likely
biological weapon, when inflicted as an airborne poison.
- The only facility for production of the anthrax vaccine
was originally operated by the Michigan Department of
Public Health. In the mid 1990s, this facility was sold
to a private corporation, Michigan Biologic Products, Inc.
("MBPI"). In September 1998, MBPI was sold to a
company called Bioport, Inc.
- The Michigan Department of Public Health obtained
approval for the anthrax vaccine in 1970 from the
National Institute of Health. This occurred two years
before the FDA required efficacy and safety data prior to
drug approval and licensing. Long-term safety data for
the vaccine was not supplied with the original license
application, and in fact has never been supplied to the
FDA. In addition, the vaccine now being produced by
Bioport is produced under a different procedure and is
chemically different from the original vaccine approved
by the National Institute of Health.
- The license to produce the anthrax vaccine was intended
for use in an agricultural and veterinary setting as a
protection against cutaneous contact with anthrax. The
vaccine has never been licensed for use against airborne
anthrax.
The Anthrax Vaccine Is an
Investigational New Drug.
- There are several reasons that the AVIPs use of the
anthrax vaccine makes the vaccine a investigational new
drug ("IND"), as that term is used by the FDA.
- The anthrax vaccine, as implemented by the AVIP, is an
IND because it employs a vaccine designed for prevention
of infection arising from cutaneous exposure. Use of the
vaccine to prevent infection from airborne anthrax
constitutes an investigational new use.
- The anthrax vaccine is an IND, as implemented by the
AVIP, because the DODs vaccination schedule differs
from the vaccination schedule originally approved by the
National Institute of Health. See Memorandum from
Dr. Sue Bailey, Assistant Secretary of Defense,
March 10, 2000, at 1 ("The Commissioner of Food
and Drug Administration (FDA) recently expressed concern
over reports that some members of the Armed Forces in
both Active and Reserve components are receiving their
anthrax vaccine doses substantially later than called for
by the schedule approved by the Food and Drug
Administration (FDA) as described in the vaccine
manufacturers package insert. . . .
This schedule is the only schedule approved by the FDA at
this time."), attached as Exhibit J.
- MBPI applied for an IND application for the anthrax
vaccine on September 20, 1996. This application is
attached as Exhibit C. The application has never
been withdrawn by MBPI or Bioport, nor has it ever been
acted on by the FDA in any way.
- Members of Congress have frequently noted that the AVIP
constitutes use of an IND. In March of this year, a
member of Congress noted that "administration of the
anthrax vaccine for mass prophylaxis and Biological
Warfare should be considered an off-label use of the
product to treat an indication for which it is not
explicitly licensed . . . . [B]oth the new
indication and the new schedule should be undertaken only
pursuant to FDA regulations governing clinical trials on
investigational new drugs." Department of Defense
Anthrax Vaccination Immunization Program: Unproven Force
Protection, Report of Subcomm. on National Security,
Veterans Affairs and International Relations, House Comm.
on Gov. Reform, 106th Congr., 2d Sess. at p. 3 (March 9,
2000), attached as Exhibit D.
- An IND may not be administered to service members without
their informed consent, as directed by 10 U.S.C. ¤ 1107,
Executive Order 13139, and AR 40-7 and AR 40-562.
Accordingly, orders that military personnel submit to the
vaccine as administered under the AVIP without their
consent are per se in violation of a direct order from
the President in his role as commander in chief.
- 10 U.S.C. ¤ 1107 states that whenever the Secretary
of Defense requires a member of the armed forces to
receive an "investigational new drug or a drug
unapproved for its applied use," the drug cannot be
administered without the service persons consent.
- Section 3A of Executive Order No. 13139 states
that:
Before administering an investigational drug to
members of the armed forces, the Department of Defense (DoD)
must obtain informed consent from each individual unless
the Secretary can justify to the President a need for a
waiver of informed consent in accordance with 10 U.S.C.
¤ 1107(f). Waivers of informed consent will be
granted only when absolutely necessary.
- A waiver under 10 U.S.C. ¤ 1107(f) may be granted
only if obtaining consent of the service person is not
feasible, is contrary to the best interest of the service
member, or is not in the interest of national security.
None of the conditions for waiver are relevant here.
- AR 40-7 and AR 40-562 forbid administering an
IND without the service persons informed consent.
These regulations, in pertinent part, are attached as
Exhibit E.
The Anthrax Vaccine Has Not Been
Proven To Be Safe or Effective.
- Serious concerns have been raised by the DOD, the Food
and Drug Administration ("FDA"), Congress, and
the general public with regard to the safety and efficacy
of the anthrax vaccine. See Exhibit D.
- No human studies have been conducted on the anthrax
vaccine at all. Therefore, no private or governmental
entity has data to confirm that the vaccine is either
safe or effective.
- Concerns about the vaccines safety are heightened
with respect to women of child-bearing age, such as Mrs.
Barber. The Product Insert to the anthrax vaccine
reflects that Mrs. Barbers questions about whether
the vaccine is safe for women of childbearing age are
well founded.
- The Product Insert for the vaccine states that:
2.
Carcinogenesis, mutagenesis, impairment of fertility: Studies
have not been performed to ascertain whether Anthrax
Vaccine Absorbed has carcinogenic action, or any effect
on fertility.
3. Pregnancy: PREGNANCY CATEGORY C. ANTHRAX VACCINE
ABSORBED
Animal reproduction studies have not been conducted
with Anthrax Vaccine Absorbed. It is also not known
whether Anthrax Vaccine Absorbed can cause fetal harm
when administered to a pregnant woman or can effect
reproduction capacity. Anthrax Vaccine Absorbed should be
given to a pregnant woman only if clearly needed.
(Emphasis added), attached as Exhibit F.
- The vaccines potential for mutagenicity and
teratogenicity clearly indicate that the vaccine cannot
be administered to women of child-bearing age under any
circumstances short of a combat-related emergency.
Mrs.
Barbers Eligibility for a 5-13 Discharge
- Mrs. Barber was first referred to Ft. Carsons
Evans Army Hospital Mental Health Unit ("Mental
Health Unit") on May 24, 1999. Shortly
thereafter, she was diagnosed with post-traumatic stress
disorder due to an traumatic incident, unrelated to the
AVIP, that occurred to her while she was stationed at Ft. Carson.
- Periodically thereafter, Mrs. Barber continued to be
treated at the Mental Health Unit. See Exhibit A,
which summarizes Mrs. Barbers treatment at the
Mental Health Unit. On March 27, 2000, a civilian
psychiatric social worker employed by Defendants, Janet
Barr, recommended that Mrs. Barber receive an expeditious
discharge pursuant to Chapter 5-13 because of Mrs.
Barbers mental health issues. See Exhibit G.
- On April 3, 2000, Mrs. Barber was admitted to the
Mental Health Unit after taking an overdose of sleeping
pills. When she was released on April 5, 2000, Gary L.
Kielpikowski, M.D., then Chief of Inpatient Psychiatry,
also recommended an expeditious 5-13 discharge of Mrs.
Barber. See Exhibit H.
- Defendants never processed Mrs. Barbers Chapter 5-13
discharge, despite two recommendations for such a
discharge.
Mrs. Barbers Objection to the
AVIP
- Because of concerns about her health and that of a
potential unborn child, Mrs. Barber refused to submit to
the anthrax vaccine, despite repeated orders to do so.
- During this timeframe, Mrs. Barber was subjected to
frequent harassment and intimidation by Defendants, all
urging her to submit to the AVIP. See Barber
Declaration. As a result, Mrs. Barbers mental
health continued to suffer.
- Mrs. Barber was assigned military defense counsel,
Captain Jacqueline Emanuel, to represent her during the
threatened court martial for Mrs. Barbers refusal
to take the vaccine.
- Capt. Emanuel repeatedly counseled Mrs. Barber to accept
a Chapter 10 discharge, although it involved the
potential for receiving an OTH characterization. However,
Capt. Emanuel explained to Mrs. Barber that despite the
pending court martial proceedings arising from her
objection to the AVIP, Mrs. Barber nevertheless qualified
for the Chapter 5-13 discharge, should Defendant
Soriano deem her deserving of that type of discharge.
- Throughout her dealings with Captain Emanuel, Mrs. Barber
explained her legal and medical opposition to the AVIP.
Despite this, Ms. Emanuel prepared a defense packet,
supposedly on Mrs. Barbers behalf, which stated
that: "PFC Barber is not at this time questioning
the legality of the order her vaccine refusal violates."
See Exhibit B.
- On May 8, 2000, at a regularly scheduled appointment
with Janet Barr, Mrs. Barber discussed the stress that
she was experiencing. Ms. Barr insisted that Mrs.
Barber be admitted to the Mental Health Unit on an
emergency referral.
- On May 8, 2000, while Mrs. Barber was admitted as an
inpatient at the Mental Health Unit, she was escorted to
JAG headquarters and was convinced by Capt. Emanuel and
her superior, Major James Patterson, to sign a request
for a Chapter 10 discharge. Upon signing the
discharge, Mrs. Barber was escorted back to the Mental
Health Unit. Upon her discharge, Mrs. Barber was given 72 hours
rest in her quarters to recuperate from the stress she
was experiencing.
- Mrs. Barber signed the Chapter 10 request solely in an
effort to end the weeks of harassment and intimidation
that she experienced following her refusal to comply with
the AVIP program. See Barber Declaration.
- Because of her immediate mental health concerns, Mrs.
Barber lacked full mental capacity to appreciate the
consequences of her actions when she signed the Chapter
10 request. See Barber Declaration.
- Mrs. Barber did not have adequate, competent, or
independent military counsel to advise her concerning the
consequences or wisdom of signing the Chapter 10
paperwork.
- On May 11, 2000, Defendant Soriano issued a decision
ordering that Mrs. Barber be discharged on an OTH status.
See Exhibit I.
- Pursuant to this OTH discharge, Mrs. Barber will be
ineligible for military benefits. She will also face a
lifetime of difficulty in obtaining civilian employment
because of this permanent stigma.
- Defendants pending OTH discharge of Mrs. Barber
will cause her substantial and immediate harm. Her
constitutional rights will be violated, for which there
is no monetary remedy. Mrs. Barber will also lose her
entitlement to military benefits, and will face a
lifetime of stigma in the civilian workplace, for which
there is no adequate remedy at law.
Count
I
(Violation of U.S. Constitution, including
Amendments 4 and 5)
- Plaintiff incorporates by reference paragraphs 1
through 48 above.
- No studies have been conducted regarding the vaccines
potential for carcinogenic, mutagenic and teratogenic
results, or its affect on fertility and human
reproduction.
- Therefore, the vaccines potential for mutagenicity
and teratogenicity clearly indicate that the vaccine
cannot be administered to a woman of child-bearing age
under any circumstances short of a combat-related
emergency.
- Because of her mental health concerns, Plaintiff is
ineligible for assignment to combat. No combat-related
emergency exists in Plaintiffs circumstances.
Accordingly, the very rationale for the AVIP, threat of
biological warfare, is absent in her case.
- Ordering Plaintiff to take the anthrax vaccine despite
her status as a woman of child-bearing age violates her 4th
and 5th Amendment rights to equal protection, privacy,
consent to medical procedures, procreation, bodily
choice, and rights of the unborn.
- The manner in which the AVIP program was implemented with
respect to Plaintiff violated Plaintiffs
substantive and procedural due process rights.
- Accordingly, Plaintiff is entitled to a temporary
restraining order and a preliminary injunction
prohibiting Defendants from finalizing Plaintiffs
pending OTH discharge, and allowing Plaintiffs
recommended Chapter 5-13 discharge to be considered.
Count II
(Violation of 10 U.S.C. ¤ 1107)
- Plaintiff incorporates by reference paragraphs 1
through 55 above.
- The anthrax vaccine, as implemented by the AVIP, is an
investigational new drug.
- 10 U.S.C. ¤ 1107 states that whenever the Secretary
of Defense requires a member of the armed forces to
receive an "investigational new drug or a drug
unapproved for its applied use," the drug cannot be
administered without the service persons consent.
- Defendants ordered Plaintiff to submit to the anthrax
vaccine without her consent.
- Therefore, the order to comply with the AVIP was in
violation of Section 1107.
- Accordingly, Plaintiff is entitled to a temporary
restraining order and a preliminary injunction
prohibiting Defendants from finalizing Plaintiffs
pending OTH discharge, and allowing Plaintiffs
recommended Chapter 5-13 discharge to be considered.
Count III
(Violation of Executive Order 13139)
- Plaintiff incorporates by reference paragraphs 1
through 61 above.
- The anthrax vaccine, as implemented by the AVIP, is an
investigational new drug.
- Section 3A of Executive Order No. 13139
prohibits the administration of an investigational new
drug to members of the armed services absent a waiver
from the President.
- A waiver of Executive Order No. 13139 may be granted only
if obtaining consent of the service person is not
feasible, is contrary to the best interest of the service
member, or is not in the interest of national security.
None of the conditions for waiver are relevant here.
- Defendants neither applied for a waiver of Executive
Order 13139 nor obtained Plaintiffs consent to
administer the anthrax vaccine.
- Therefore, the AVIP, as implemented with respect to
Plaintiff, violates Executive Order 13139.
- Accordingly, Plaintiff is entitled to a temporary
restraining order and a preliminary injunction
prohibiting Defendants from finalizing Plaintiffs
pending OTH discharge, and allowing Plaintiffs
recommended Chapter 5-13 discharge to be considered.
Count IV
(Violation of AR 40-7 and AR 40-562)
- Plaintiff incorporates by reference paragraphs 1
through 68 above.
- The anthrax vaccine, as implemented by the AVIP, is an
investigational new drug.
- AR 40-7 and AR 40-562 forbid administering an
IND without informed consent.
- Defendants ordered Plaintiff to submit to the AVIP
without her informed consent.
- Accordingly, the AVIP as implemented with respect to
Plaintiff violates AR 40-7 and AR 40-562.
- Accordingly, Plaintiff is entitled to a temporary
restraining order and a preliminary injunction
prohibiting Defendants from finalizing Plaintiffs
pending OTH discharge, and allowing Plaintiffs
recommended Chapter 5-13 discharge to be considered.
Prayer for Relief
WHEREFORE, Plaintiff respectfully requests that the Court:
- Enter a temporary restraining order and a preliminary
injunction prohibiting Defendants from finalizing
Plaintiffs OTH discharge and allowing consideration
of her pending recommendation for a Chapter 5-13
discharge; and
- Award such other relief, including costs and reasonable
attorney fees, as the Court may deem just and proper.
Local Rule 7.1 Certificate
Plaintiffs counsel hereby certifies that they have made
a good faith effort to resolve this dispute prior to filing this
motion. Defendants counsel refused to agree to the relief
Plaintiff needs.
Dated: May 18, 2000 Respectfully submitted,
By:
Herbert L. Fenster
Eloise Henderson Bouzari
Steven M. Masiello
McKenna & Cuneo, L.L.P.
370 Seventeenth Street, Suite 4800
Denver, CO 80202
Telephone: (303) 634-4000
ATTORNEYS FOR PLAINTIFF
VERIFICATION
STATE OF COLORADO )
)ss.
CITY AND COUNTY OF DENVER )
Jemekia Barber, being first duly sworn, deposes and says, I
have read the foregoing Verified Complaint for Injunctive Relief
and know the contents thereof, and believe the facts recited
therein are true and correct.
Jemekia Barber
Executed this 18th day May, 2000.
My Commission expires: ______________________, ____
[S E A L]
Notary Public
CERTIFICATE OF SERVICE
I hereby certify that on this 18th day of May, 2000, a true
and correct copy of the foregoing VERIFIED COMPLAINT FOR
INJUNCTIVE RELIEF was sent certified mail, postage prepaid,
and addressed to the following:
Honorable Charles A. Blanchard
General Counsel
U.S. Department of the Army
2200 Army Pentagon
Room 2E722
Washington, DC 20310-2200
Louis Caldera
Secretary of the Army
101 Army Pentagon
Washington, DC 20310-0101
Gen. Eric K. Shinseki
Chief of Staff
U.S. Department of the Army
2200 Army Pentagon
Room 3E668
Washington, DC 20310-2200
Maj. Gen. Edward Soriano
Commanding General
5930 Woodfill Drive
Ft. Carson, CO 80913-4309
and was hand delivered to the following:
United States Attorneys Office
1961 Stout Street
Suite 1200
Denver, CO 80294